Regularity issues for the null-controllability of the linear 1-d heat equation

Abstract

The fact that the heat equation is controllable to zero in any bounded domain of the Euclidean space, any time T>0 and from any open subset of the boundary is well known. On the other hand, numerical experiments show the ill-posedness of the problem. In this paper we develop a rigorous analysis of the 1-d problem which provides a sharp description of this ill-posedness. To be more precise, each initial data y0∈L2(0,1) of the 1-d linear heat equation has a boundary control of the minimal L 2(0,T)-norm which drives the state to zero in time T>0. This control is given by a solution of the homogeneous adjoint equation with some initial data φ0, minimizing a suitable quadratic cost. Our aim is to study the relationship between the regularity of y0 and that of φ0. We show that there are regular data y0 for which the corresponding φ0 are highly irregular, not belonging to any negative exponent Sobolev space. Moreover, the class of such initial data y 0 is dense in L2(0,1). This explains the severe ill-posedness of the numerical algorithms developed for the approximation of the minimal L2(0,T)-norm control of y0 based on the computation of φ0. The lack of polynomial convergence rates for Tychonoff regularization processes is a consequence of this phenomenon too. © 2011 Elsevier B.V. All rights reserved.